UAT Natixis Loomis Sayles Short Duration Income ETF Overview Performance Monthly Characteristics Quarterly Characteristics Overview For historical information (Premium/Discount, Mid-Point Price, 30 Day Median Bid/Ask Spread and Daily Holdings) please click here The Natixis Loomis Sayles Short Duration Income ETF seeks current income consistent with preservation of capital to pursue higher yield potential in short duration yield securities Primary BenchmarkBloomberg US Government/Credit 1-3 Year IndexPortfolio Management Chris Harms Portfolio Manager Read bio Cliff Rowe Portfolio Manager Read bio Dan Conklin Portfolio Manager Read bio Total Fund Assets (as of 5/31/2024) $17.9 millionStrategy Highlights Dynamic, active approach to sector allocation and security selectionIndividual investment ideas are evaluated on the basis of their investment return potential and contribution to portfolio riskTop-down macroeconomic analysis combined with bottom-up security selection helps drive portfolio constructionInvestment Strategy Securities rated below investment grade are limited to 15% of the portfolioDuration is managed within a narrow range to the benchmarkAll investments must be US dollar denominatedAbout Risk The fund is new with a limited operating history. Exchange-Traded Funds (ETFs) trade like stocks, are subject to investment risk, and will fluctuate in market value. Unlike mutual funds, ETF shares are not individually redeemable directly with the fund and are bought and sold at market price, which may be higher or lower than the ETF's net asset value (NAV). Transactions in shares of ETFs will result in brokerage commissions, which will reduce returns. Unlike typical exchange-traded funds, there are no indexes that the fund attempts to track or replicate. Thus, the ability of the fund to achieve its objectives will depend on the effectiveness of the portfolio manager. There is no assurance that the investment process will consistently lead to successful investing. Fixed income securities may carry one or more of the following risks: credit, interest rate (as interest rates rise bond prices usually fall), inflation and liquidity. Below investment grade fixed income securities may be subject to greater risks (including the risk of default) than other fixed income securities. Foreign and emerging market securities may be subject to greater political, economic, environmental, credit, currency and information risks. Foreign securities may be subject to higher volatility than U.S. securities, due to varying degrees of regulation and limited liquidity. These risks are magnified in emerging markets. Interest rate risk is a major risk to all bondholders. As rates rise, existing bonds that offer a lower rate of return decline in value because newly issued bonds that pay higher rates are more attractive to investors.There is no guarantee that the investment objective will be realized or that the strategy will generate positive or excess returns. Diversification does not ensure a profit or guarantee against a loss. Any investment that has the possibility for profits also has the possibility of losses. Fund Facts as of 5/31/2024 ETFTickerLSSTInception12/27/2017CUSIP63873X208Gross Expense Ratio10.88%Net Expense Ratio10.35%Net Asset Value23.84Fact SheetCommentaryProspectusReportOur Performance data shown represents past performance and is no guarantee of, and not necessarily indicative of, future results. Investment return and value will vary and you may have a gain or loss when shares are sold. Current performance may be lower or higher than quoted. For most recent month-end performance, please see the following tab labeled “Performance”. Additional ContentProspectus Q3 Fiscal Holdings SAI Summary Prospectus Proxy Voting Semi Annual Report Annual Report Q1 Fiscal Holdings 1 This arrangement is set to expire on 4/30/26. When an expense limit has not been exceeded, the fund may have similar expense ratios and/or yields. Net Expense Ratio refers to the limitation on expenses exclusive of brokerage expenses, interest expense, taxes, acquired fund fees and expenses, organizational and extraordinary expenses, such as litigation and information expenses and will expire as indicated. Before investing, consider the fund's investment objectives, risks, charges, and expenses. You may obtain a prospectus or a summary prospectus containing this and other information. Read it carefully. Natixis Distribution, LLC (member FINRA|SIPC) and Loomis, Sayles & Company, L.P. are affiliated. ALPS Distributors, Inc. is the distributor of the Natixis Loomis Sayles Short Duration Income ETF. Natixis Distribution, LLC is a marketing agent. ALPS Distributors, Inc. is not affiliated with Natixis Distribution, LLC. Loomis Sayles Funds | 800.633.3330 NTX000717 Performance Primary Benchmark: Bloomberg US Government/Credit 1-3 Year Index Year-to-Date Performance as of 7/26/2024 At-Market Value Net Asset Value N/A2.79% Month-End Performance as of 5/31/2024Cumulative Total Return At-Market Value Net Asset Value3 month1.13%1.09%Year-to-date1.42%1.34%Average Annualized Total Return At-Market Value Net Asset ValueInception Date12/27/20171 Year5.25%5.34%3 Years0.92%0.95%5 Years2.18%2.18%Since Inception2.33%2.33%Quarter-End Performance as of 3/31/2024Cumulative Total Return At-Market Value Net Asset Value3 month0.85%0.81%Year-to-date0.85%0.81%Average Annualized Total Return At-Market Value Net Asset ValueInception Date12/27/20171 Year4.81%4.94%3 Years0.82%0.87%5 Years2.25%2.25%Since Inception2.30%2.31% Performance data shown represents past performance and is no guarantee of, and not necessarily indicative of, future results. Total return and value will vary and you may have a gain or loss when shares are sold. Current performance may be lower or higher than quoted. Returns include changes in share price and reinvestment of dividends and capital gains, if any.Market returns are based upon the midpoint of the bid/ask spread at 4:00 p.m. Eastern time, when the NAV is normally calculated for most ETFs. Your returns may differ if you traded shares at other times. Before investing, consider the fund's investment objectives, risks, charges, and expenses. You may obtain a prospectus or a summary prospectus containing this and other information. Read it carefully. Natixis Distribution, LLC (member FINRA|SIPC) and Loomis, Sayles & Company, L.P. are affiliated. ALPS Distributors, Inc. is the distributor of the Natixis Loomis Sayles Short Duration Income ETF. Natixis Distribution, LLC is a marketing agent. ALPS Distributors, Inc. is not affiliated with Natixis Distribution, LLC. Loomis Sayles Funds | 800.633.3330 Monthly Characteristics Monthly as of 5/31/2024 Characteristics Number of IssuesAverage MaturityWeighted Average DurationN/A Currency Distribution @ERROR% Duration Distribution @ERROR% Sector Distribution 0.0% Country Distribution @ERROR% Maturity Distribution @ERROR% Credit Quality @ERROR% Portfolio composition statistics are from the adviser’s internal system and may not match the fund’s regulatory documents.Credit Quality reflects the highest credit rating assigned to individual holdings of the fund among Moody’s, S&P or Fitch; ratings are subject to change. The fund’s shares are not rated by any rating agency and no credit rating for fund shares is implied. Bond credit ratings are measured on a scale that generally ranges from AAA (highest) to D (lowest). Cash & Equivalents reflects unsettled trades, fees and derivatives. Negative Cash & Equivalents reflect the market value of future trade commitments for the fund. ABS/RMBS: Asset-Backed Securities/Residential Mortgage-Backed Securities. Agency MBS: Agency Mortgage-Backed Securities. CMBS: Commercial Mortgage-Backed Securities. Due to rounding, Sector, Currency, Country, Duration, Maturity and Quality distribution totals may not equal 100%.The portfolio is actively managed and holdings are subject to change. There is no guarantee the Fund continues to invest in the securities referenced. Credit Quality is ranked highest to lowest. Before investing, consider the fund's investment objectives, risks, charges, and expenses. You may obtain a prospectus or a summary prospectus containing this and other information. Read it carefully. Natixis Distribution, LLC (member FINRA|SIPC) and Loomis, Sayles & Company, L.P. are affiliated. ALPS Distributors, Inc. is the distributor of the Natixis Loomis Sayles Short Duration Income ETF. Natixis Distribution, LLC is a marketing agent. ALPS Distributors, Inc. is not affiliated with Natixis Distribution, LLC. Loomis Sayles Funds | 800.633.3330 Quarterly Characteristics Quarterly as of 3/31/2024 CharacteristicsFundIndexNumber of Issues2662011Average Maturity2.231.87Weighted Average Duration1.821.76 Currency DistributionFundIndex US Dollar100.0%100.0% Duration DistributionFundIndex Less than 1 Yr.13.1%7.2% 1 to 3 Yrs.75.5%92.8% 3 to 5 Yrs.14.1%0.0% 5 to 7 Yrs.-5.1%0.0% 7 to 10 Yrs.1.7%0.0% Cash & Equivalents0.8%0.0% Sector DistributionFundIndex Investment Grade Corporate40.9%25.3% US Treasurys29.1%66.7% Securitized Credit24.3%0.0% High Yield Corporate3.2%0.0% Government Related1.1%5.5% Securitized Agency0.6%0.0% US Agency0.0%2.5% Municipals0.0%0.1% Cash & Equivalents0.8%0.0% Country DistributionFundIndex United States92.6%89.5% Canada3.7%1.8% Australia1.8%0.4% United Kingdom1.0%1.4% Germany0.2%0.9% Ireland0.2%0.1% China0.2%0.1% Belgium0.2%0.0% Bermuda0.1%0.0% Other0.0%5.7% Maturity DistributionFundIndex Less than 1 Yr.17.7%4.9% 1 to 3 Yrs.61.4%95.1% 3 to 5 Yrs.15.1%0.0% 5 to 7 Yrs.2.2%0.0% 7 to 10 Yrs.2.8%0.0% Cash & Equivalents0.8%0.0% Credit QualityFundIndexUS Treasurys29.1%66.7% AAA20.1%6.9% AA5.3%5.8% A14.2%11.5% BAA26.7%9.2% BA2.7%0.0% B0.1%0.0% CAA & Lower0.0%0.0% Not Rated1.0%0.0% Cash & Equivalents0.8%0.0% Portfolio composition statistics are from the adviser’s internal system and may not match the fund’s regulatory documents.Credit Quality reflects the highest credit rating assigned to individual holdings of the fund among Moody’s, S&P or Fitch; ratings are subject to change. The fund’s shares are not rated by any rating agency and no credit rating for fund shares is implied. Bond credit ratings are measured on a scale that generally ranges from AAA (highest) to D (lowest). Cash & Equivalents reflects unsettled trades, fees and derivatives. Negative Cash & Equivalents reflect the market value of future trade commitments for the fund. ABS/RMBS: Asset-Backed Securities/Residential Mortgage-Backed Securities. Agency MBS: Agency Mortgage-Backed Securities. CMBS: Commercial Mortgage-Backed Securities. Due to rounding, Sector, Currency, Country, Duration, Maturity and Quality distribution totals may not equal 100%.The portfolio is actively managed and holdings are subject to change. There is no guarantee the Fund continues to invest in the securities referenced. Credit Quality is ranked highest to lowest. Before investing, consider the fund's investment objectives, risks, charges, and expenses. You may obtain a prospectus or a summary prospectus containing this and other information. Read it carefully. Natixis Distribution, LLC (member FINRA|SIPC) and Loomis, Sayles & Company, L.P. are affiliated. ALPS Distributors, Inc. is the distributor of the Natixis Loomis Sayles Short Duration Income ETF. Natixis Distribution, LLC is a marketing agent. ALPS Distributors, Inc. is not affiliated with Natixis Distribution, LLC. Loomis Sayles Funds | 800.633.3330 Holdings Top Ten Holdingsas of 5/31/2024% Assets @ERROR% Top 10 holdings may not be representative of current or future holdings and will evolve over time. x < Page: / > Download PDF